Pan, Tsi Wan 潘芷筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-01-26 | 2005-02-23 |
2 | Longitude Asia Limited | Rep | Advising on securities | 2005-08-25 | 2006-08-10 |
3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2012-08-24 | 2015-04-19 |
4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-08-24 | 2015-04-19 | Rep | Dealing in securities | 2015-03-03 | 2015-04-19 |
5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-04-20 | 2016-04-19 |
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