Wang, Xiaoting (SFC:ALU743) 王晓亭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2006-09-18 | 2007-10-23 | Rep | Advising on futures contracts | 2006-09-22 | 2007-10-23 | Rep | Asset management | 2006-09-22 | 2007-10-23 |
2 | China Asset Management (Hong Kong) Limited | Rep | Asset management | 2009-07-14 | 2011-03-21 | Rep | Advising on securities | 2009-08-11 | 2011-03-21 |
3 | KEYWISE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2007-11-12 | 2009-07-01 |
4 | LBN Advisers Limited | Rep | Asset management | 2012-09-06 | 2015-04-01 |
5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2005-03-11 | 2006-08-23 |
6 | TRIVEST ADVISORS LIMITED | Rep | Asset management | 2011-05-04 | 2012-04-30 |
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