Ng, Mike Yat Ming 吳一鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-05-23 | 2014-05-29 |
2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-05-23 | 2014-05-29 |
3 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-03-02 | 2011-01-03 |
4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-09-20 | 2007-02-23 |
5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-03 | 2007-02-23 |
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