Roddy, Nicole Elizabeth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HARBOURVEST PARTNERS (ASIA) LIMITED | Rep | Dealing in securities | 2020-06-01 | 2022-09-09 |
2 | PROBITAS HONG KONG LIMITED | Rep | Advising on securities | 2017-06-15 | 2020-01-20 | Rep | Dealing in securities | 2017-06-15 | 2020-01-20 |
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