Tsang, Jocelyn Wai Wah 曾蕙華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Broadway Wealth Management Limited | RO | Advising on securities | 2005-10-08 | 2006-11-06 | RO | Asset management | 2005-10-08 | 2006-11-06 |
2 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2006-11-29 | 2007-02-14 | Rep | Asset management | 2006-11-29 | 2007-02-14 | RO | Advising on securities | 2007-02-14 | 2008-10-01 | RO | Asset management | 2007-02-14 | 2008-10-01 |
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