Yau, Angela Shing Yam 邱聖音

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Anuenue Advisors Limited RO Advising on securities 2018-11-20
RO Asset management 2018-11-20
2 Anuenue Capital International Limited RO Advising on corporate finance 2018-08-31
RO Advising on securities 2018-11-20
3 Anuenue Securities Limited Rep Advising on corporate finance 2016-01-05 2016-05-05
Rep Dealing in securities 2016-01-05 2016-05-05
RO Advising on corporate finance 2016-05-05
RO Dealing in securities 2016-05-05
RO Advising on securities 2019-08-22
4 Mason Futures Limited (HK) Rep Dealing in futures contracts 2005-11-17 2008-08-21
RO Dealing in futures contracts 2008-08-21 2011-06-30
5 Mason Securities Limited Rep Dealing in securities 2005-11-17 2008-08-21
Rep Advising on corporate finance 2008-05-08 2011-06-30
RO Dealing in securities 2008-08-21 2011-06-30
6 MIB FUTURES (HONG KONG) LIMITED RO Dealing in futures contracts 2011-10-06 2014-05-17
7 MIB SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2011-10-06 2014-05-17
RO Advising on corporate finance 2012-11-27 2014-05-17
8 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2014-07-24 2014-09-16
RO Advising on corporate finance 2014-09-16 2015-08-29
9 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2014-07-24 2014-09-16
RO Dealing in futures contracts 2014-09-16 2015-08-29
10 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2014-07-24 2014-09-16
RO Dealing in securities 2014-09-16 2015-08-29

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