Ho, Mei Lok 何美樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-02-19 | 2020-05-28 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2019-02-19 | 2020-05-28 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-12-07 | 2020-05-28 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2006-01-23 | 2007-08-23 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2008-02-15 | 2008-04-28 | Rep | Dealing in securities | 2008-02-15 | 2010-10-12 |
| 6 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2020-08-03 | 2023-04-09 | Rep | Advising on securities | 2020-09-14 | 2023-04-09 |
| 7 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2007-10-10 | 2007-11-28 | Rep | Advising on securities | 2007-11-19 | 2007-11-28 |
| 8 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-06-27 | 2023-10-31 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2023-04-25 | 2023-10-31 |
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