Ngan, Hau Kuk 顏巧菊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-08-10 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-06-11 |
2 | PATRONS SECURITIES LIMITED | RO | Dealing in securities | 2020-09-04 | 2022-08-31 | RO | Advising on securities | 2022-04-27 | 2022-08-31 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-07-05 | 2020-08-28 |
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