Noke, Freddy
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2023-01-18 | |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-11-16 | 2018-08-08 | RO | Dealing in securities | 2018-08-08 | 2021-12-02 | Rep | Dealing in securities | 2021-12-02 | 2022-10-26 |
| 3 | TT INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2006-02-15 | 2011-06-24 | Rep | Dealing in futures contracts | 2010-01-05 | 2011-06-24 | Rep | Dealing in securities | 2010-01-05 | 2011-06-24 |
| 4 | TT INTERNATIONAL (LONDON) LIMITED | Rep | Asset management | 2008-12-15 | 2011-06-24 |
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