Lam, Wing Keung (SFC:ANS013) 林永強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Asset management | 2007-11-12 | 2010-07-01 |
| 2 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-02 | 2019-01-22 | Rep | Asset management | 2018-11-02 | 2019-01-22 | RO | Advising on securities | 2019-01-22 | 2019-11-30 | RO | Asset management | 2019-01-22 | 2019-11-30 | Rep | Advising on securities | 2024-05-06 | Rep | Asset management | 2024-05-06 |
| 3 | GF Asset Management (Hong Kong) Limited | RO | Asset management | 2011-05-06 | 2011-06-18 |
| 4 | JMC Capital HK Limited | Rep | Advising on securities | 2019-12-18 | 2020-03-23 | Rep | Asset management | 2019-12-18 | 2020-03-23 | RO | Advising on securities | 2020-03-23 | 2021-01-31 | RO | Asset management | 2020-03-23 | 2021-01-31 | Rep | Dealing in securities | 2020-07-22 | 2021-01-31 |
| 5 | JMC Capital International Limited | Rep | Advising on futures contracts | 2020-07-22 | 2021-01-31 | Rep | Dealing in futures contracts | 2020-07-22 | 2021-01-31 |
| 6 | Moonfare Asia Limited | RO | Dealing in securities | 2021-04-09 | 2024-02-29 |
| 7 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2007-01-12 | 2007-09-14 |
| 8 | RAYS Capital Partners Limited | Rep | Advising on securities | 2011-12-29 | 2012-04-12 | RO | Asset management | 2011-12-29 | 2012-04-12 |
| 9 | VMS Securities Limited | Rep | Asset management | 2012-09-03 | 2012-10-29 | Rep | Advising on securities | 2012-09-03 | 2015-10-13 | Rep | Dealing in securities | 2012-09-03 | 2015-10-13 | RO | Asset management | 2012-10-29 | 2018-01-19 |
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