Agarwal, Anand (SFC:ANX687)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-12-03 | 2020-06-22 | Rep | Asset management | 2014-12-03 | 2020-06-22 | Rep | Dealing in securities | 2014-12-03 | 2020-06-22 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-03-19 | 2010-04-19 |
| 3 | GLG Partners Hong Kong Limited | Rep | Advising on securities | 2020-09-15 | 2023-08-16 | Rep | Asset management | 2020-09-15 | 2023-08-16 | Rep | Dealing in securities | 2020-09-15 | 2023-08-16 | RO | Advising on securities | 2023-08-16 | 2023-10-02 | RO | Asset management | 2023-08-16 | 2023-10-02 | RO | Dealing in securities | 2023-08-16 | 2023-10-02 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2012-02-13 | 2014-11-14 |
| 5 | MAN INVESTMENTS (HONG KONG) LIMITED | RO | Advising on securities | 2023-10-03 | RO | Asset management | 2023-10-03 | RO | Dealing in securities | 2023-10-03 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-09-20 | 2007-06-09 |
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