Gandhi, Ashish (SFC:AOB334)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2008-06-24 | 2008-09-16 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-10-16 | 2007-05-09 |
3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-16 | 2007-05-09 |
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