Lee, Pik Yu (SFC:AOE217) 李碧如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-31 | 2007-05-30 |
2 | TC Investment Management (Asia) Limited | Rep | Advising on securities | 2014-06-05 | 2018-04-21 | Rep | Dealing in securities | 2014-06-05 | 2018-04-21 |
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