Wan, Yiding 万一丁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2022-09-08 | Rep | Dealing in securities | 2022-09-08 |
2 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-09-03 | 2022-05-20 | RO | Advising on securities | 2022-05-20 | 2022-08-22 | RO | Dealing in securities | 2022-05-20 | 2022-08-22 |
3 | CMB International Securities Limited | Rep | Dealing in securities | 2017-09-11 | 2020-12-17 | Rep | Advising on securities | 2018-03-23 | 2020-12-17 | RO | Advising on securities | 2020-12-17 | 2022-08-22 | RO | Dealing in securities | 2020-12-17 | 2022-08-22 |
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