Yi, Kang Woo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-09-26 | 2011-10-26 | Rep | Dealing in securities | 2011-09-26 | 2011-10-26 |
| 2 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-07 | 2008-12-19 | Rep | Dealing in securities | 2008-10-07 | 2010-05-31 | RO | Dealing in futures contracts | 2008-12-19 | 2010-05-31 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2008-07-08 |
| 4 | Newedge Broker Limited | Rep | Automated trading services | 2007-02-26 | 2008-07-08 | Rep | Dealing in futures contracts | 2007-02-26 | 2008-07-08 | Rep | Dealing in securities | 2007-02-26 | 2008-07-08 |
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