Wu, Yawen 吳亞雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-10-04 | 2019-07-05 | Rep | Dealing in securities | 2017-10-04 | 2019-07-05 | Rep | Advising on securities | 2018-08-23 | 2019-07-05 |
2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-04 | 2019-07-05 |
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