Shea, Cindia Sze Ying 佘思瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-07-20 | 2007-10-09 |
2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2007-11-19 | 2009-04-20 | Rep | Dealing in securities | 2007-11-19 | 2009-04-20 |
3 | North Beta International Securities Limited | Rep | Dealing in securities | 2015-10-02 | 2016-12-20 |
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