Tam, Ming Yan (SFC:APH018) 譚銘恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2007-07-16 | 2009-08-01 | Rep | Dealing in securities | 2010-01-25 | 2010-08-18 |
| 2 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-09-05 | 2009-08-01 | Rep | Dealing in futures contracts | 2010-01-25 | 2010-08-18 |
| 3 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2012-01-27 | 2013-04-16 |
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