He, Yi (SFC:APL689) 何毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMB International Asset Management Limited | Rep | Asset management | 2020-06-02 | |
2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-11-02 | 2017-08-17 |
3 | CMB International Securities Limited | Rep | Dealing in securities | 2016-11-02 | |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-09-21 | 2016-05-31 |
5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-09-21 | 2016-05-31 |
6 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2007-08-23 | 2009-10-12 | Rep | Dealing in securities | 2007-08-23 | 2009-10-12 |
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