Yik, Kwan Ho 易君豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARISTO SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-20 | 2015-09-30 |
| 2 | DaoKou Asset Management Limited | Rep | Advising on securities | 2023-08-22 | 2024-09-06 | Rep | Asset management | 2023-08-22 | 2024-09-06 |
| 3 | DaoKou Securities Limited | Rep | Dealing in securities | 2023-08-22 | 2023-12-07 | RO | Dealing in securities | 2023-12-07 | 2024-09-06 |
| 4 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2007-10-29 | 2007-11-12 |
| 5 | M&F Asset Management Limited | Rep | Advising on securities | 2023-06-27 | 2023-07-31 | Rep | Asset management | 2023-06-27 | 2023-07-31 | Rep | Dealing in securities | 2023-06-27 | 2023-07-31 |
| 6 | NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | Dealing in securities | 2015-10-16 | 2017-01-12 |
| 7 | SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Dealing in securities | 2017-03-30 | 2017-11-30 |
| 8 | UZen Securities Limited | RO | Dealing in securities | 2024-09-25 | |
| 9 | WAN LUNG SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-28 | 2023-05-23 | Rep | Advising on securities | 2021-12-07 | 2023-05-23 | Rep | Asset management | 2021-12-07 | 2023-05-23 |
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