Bao, Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-11-05 | 2007-12-05 | Rep | Dealing in securities | 2008-04-07 | 2008-04-12 | Rep | Dealing in securities | 2008-11-19 | 2008-11-25 | Rep | Dealing in securities | 2010-07-09 | 2010-07-14 | Rep | Dealing in securities | 2011-02-22 | 2011-02-27 | Rep | Dealing in futures contracts | 2015-09-17 | 2015-09-26 | Rep | Dealing in securities | 2015-09-17 | 2015-09-26 |
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