Tam, Yui Fai 譚銳輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China On Securities Limited | Rep | Dealing in securities | 2017-11-01 | 2018-04-19 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-06-19 | |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-06-01 | Rep | Advising on securities | 2022-09-29 |
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