Miller, Lee Katherine
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2008-09-23 | 2009-04-15 |
2 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2008-03-27 | 2009-04-15 |
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