Sales, Stephen Anthony (SFC:AQU401)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EFG Asset Management (HK) Limited | RO | Advising on securities | 2008-06-06 | 2011-06-06 | RO | Asset management | 2008-06-06 | 2011-06-06 |
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