Yuen, Ka Chung 阮家聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Advising on securities | 2012-06-11 | 2013-02-28 | Rep | Dealing in securities | 2012-06-11 | 2013-02-28 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-03 | 2008-11-04 |
| 3 | GEO Securities Limited | Rep | Dealing in securities | 2013-05-22 | 2015-12-21 |
| 4 | Global West Securities (Hong Kong) Limited | RO | Advising on securities | 2022-05-31 | RO | Asset management | 2022-05-31 | RO | Dealing in securities | 2022-05-31 |
| 5 | Kirin Asset Management Limited | Rep | Asset management | 2017-10-31 | 2019-07-22 |
| 6 | Kirin Securities Limited | Rep | Advising on securities | 2017-10-31 | 2019-07-22 | RO | Dealing in securities | 2017-10-31 | 2019-07-22 |
| 7 | Ocean Cedar Asset Management Company Limited | RO | Advising on securities | 2020-11-30 | 2022-03-31 | RO | Asset management | 2020-11-30 | 2022-03-31 |
| 8 | Red South Investment Management Limited | RO | Advising on securities | 2019-10-23 | 2020-11-27 | RO | Asset management | 2019-10-23 | 2020-11-27 |
| 9 | SDHG International Securities Limited | Rep | Dealing in securities | 2019-08-01 | 2019-08-19 | RO | Dealing in securities | 2019-08-19 | 2019-09-23 |
| 10 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2016-02-01 | 2017-07-31 |
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