Yan, Zhixiong (1970) 嚴志雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2008-07-16 | 2008-12-23 |
2 | Pinpoint Asset Management Limited | Rep | Asset management | 2015-04-10 | 2015-08-28 |
3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-02-02 | 2011-09-03 |
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