Mok, Ho Nam 莫灦楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Infinitus Partners Asset Management Limited | Rep | Advising on securities | 2019-07-26 | 2019-08-09 | Rep | Asset management | 2019-07-26 | 2019-08-09 |
| 2 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2019-09-27 | 2020-06-05 | Rep | Asset management | 2019-09-27 | 2020-06-05 | Rep | Dealing in securities | 2019-09-27 | 2020-06-05 | Rep | Advising on securities | 2020-07-24 | 2022-03-04 |
| 3 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2019-09-27 | 2022-03-04 |
| 4 | South China Investment Management Limited | Rep | Asset management | 2023-02-21 | |
| 5 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2023-02-21 | 2024-03-21 | RO | Advising on securities | 2024-03-21 | 2024-10-24 | Rep | Advising on securities | 2024-10-24 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2023-02-21 | |
| 7 | TSE'S SECURITIES LIMITED | Rep | Advising on securities | 2018-05-17 | 2019-01-09 | Rep | Asset management | 2018-05-17 | 2019-01-09 | Rep | Dealing in securities | 2018-05-17 | 2019-01-09 |
| 8 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-12-14 | 2018-04-12 | Rep | Dealing in securities | 2017-12-14 | 2018-04-12 | Rep | Asset management | 2018-01-24 | 2018-04-12 |
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