Wan, Tsz Fung 溫子鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2010-11-17 | 2011-03-01 |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-15 | 2010-09-09 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-15 | 2010-09-09 | Rep | Leveraged foreign exchange trading | 2010-07-15 | 2010-09-09 |
4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-10-16 | 2009-03-25 |
5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2009-03-25 |
6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2009-03-25 |
7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-08-20 | 2009-03-25 |
8 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2023-02-28 | 2023-04-13 | Rep | Dealing in securities | 2023-02-28 | 2023-04-13 | Rep | Asset management | 2023-02-28 | 2023-05-30 | RO | Advising on securities | 2023-04-13 | 2023-05-30 | RO | Dealing in securities | 2023-04-13 | 2023-05-30 |
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