Wong, Vincent Kwok Lai 黃國禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-03-27 | 2020-10-15 | Rep | Dealing in securities | 2020-03-27 | 2020-10-15 |
2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2017-12-15 | 2019-09-20 | Rep | Advising on securities | 2017-12-15 | 2019-09-20 | Rep | Dealing in securities | 2017-12-15 | 2019-09-20 |
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