Xu, Ping (SFC:ARQ788) 徐娉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2020-07-10 | Rep | Advising on securities | 2015-04-24 | 2020-07-10 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2020-07-10 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-09-29 | 2021-05-28 | Rep | Advising on securities | 2020-09-29 | 2021-05-28 | Rep | Dealing in securities | 2020-09-29 | 2021-05-28 |
4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-12-13 | 2016-01-01 | Rep | Advising on securities | 2011-12-13 | 2016-01-01 | Rep | Dealing in securities | 2011-12-13 | 2016-01-01 |
5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2021-08-23 | 2022-03-31 | Rep | Advising on securities | 2021-08-23 | 2022-03-31 | Rep | Dealing in securities | 2021-08-23 | 2022-03-31 | RO | Advising on corporate finance | 2022-03-31 | RO | Advising on securities | 2022-03-31 | RO | Dealing in securities | 2022-03-31 |
6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-09-29 | 2009-03-25 | Rep | Dealing in securities | 2008-09-29 | 2009-03-25 |
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