Lu, Ping (SFC:BLY772) 盧平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-29 | |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-11-29 | Rep | Dealing in securities | 2021-11-29 |
3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-01-10 | 2018-04-20 | Rep | Dealing in securities | 2018-01-10 | 2018-04-20 |
4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-18 | 2020-06-16 |
5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-09-03 | 2020-06-16 | Rep | Dealing in securities | 2018-09-03 | 2020-06-16 |
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