Mok, Ricky Hoi Ki 莫海祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-04-14 | 2011-08-27 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2009-01-30 | 2011-08-27 | Rep | Dealing in securities | 2011-05-11 | 2011-08-27 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-02-05 | 2023-08-29 | Rep | Dealing in securities | 2020-02-05 | 2023-08-29 |
| 4 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2012-07-03 | 2018-07-11 | Rep | Dealing in securities | 2012-07-03 | 2018-07-11 | Rep | Asset management | 2015-01-07 | 2018-07-11 |
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