Zhu, Yisi 朱裔嗣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphadyne Asset Management (Hong Kong) Limited | Rep | Asset management | 2020-04-24 | 2022-05-13 |
| 2 | Capula Investment Management Asia Limited | Rep | Asset management | 2024-02-05 | Rep | Dealing in securities | 2024-03-04 |
| 3 | ExodusPoint Capital Management Hong Kong, Limited | Rep | Asset management | 2023-08-14 | 2024-01-31 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-06-02 | 2023-07-08 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-06-02 | 2023-07-08 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-03-08 | 2020-03-20 | Rep | Dealing in futures contracts | 2018-03-08 | 2020-03-20 | Rep | Advising on securities | 2018-09-03 | 2020-03-20 | Rep | Dealing in securities | 2018-09-03 | 2020-03-20 |
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