Sawai, Ankit Kumar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2020-02-28 | 2022-02-08 |
2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-03-10 | 2011-01-21 | Rep | Dealing in securities | 2010-03-10 | 2011-01-21 |
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