Mitchell, Patrick Callahan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2010-04-16 | 2010-12-10 | Rep | Dealing in futures contracts | 2011-01-31 | 2011-07-05 | Rep | Dealing in securities | 2011-01-31 | 2011-07-05 | Rep | Advising on securities | 2023-08-23 | 2024-05-31 | Rep | Dealing in securities | 2023-08-23 | 2024-05-31 |
2 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2011-10-10 | 2013-04-30 |
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