Pan, Jin (SFC:AVV688) 潘瑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLG Partners Hong Kong Limited | Rep | Advising on securities | 2020-11-09 | 2021-09-28 | Rep | Dealing in securities | 2020-11-09 | 2021-09-28 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-03 | 2011-04-29 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-03 | 2011-04-29 |
| 4 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-02-28 | 2023-09-01 | Rep | Asset management | 2023-11-10 |
| 5 | QUAD CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2014-09-29 | 2018-12-03 | Rep | Asset management | 2014-09-29 | 2018-12-03 | RO | Advising on securities | 2018-12-03 | 2020-03-13 | RO | Asset management | 2018-12-03 | 2020-03-13 |
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