Ma, Kit Sum Isis 馬潔芯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-03 | 2012-03-31 | Rep | Asset management | 2011-10-03 | 2012-03-31 | Rep | Dealing in securities | 2011-10-03 | 2012-03-31 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2015-11-02 | 2019-11-14 | Rep | Dealing in securities | 2015-11-02 | 2019-11-14 | Rep | Asset management | 2017-02-10 | 2019-11-14 |
3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2019-11-26 | 2022-02-28 | Rep | Dealing in securities | 2019-11-26 | 2022-02-28 |
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