Hampel, John Laurence (SFC:AYG194)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Partners Capital Asia Limited | Rep | Advising on securities | 2011-10-18 | 2011-11-18 | Rep | Dealing in securities | 2011-10-18 | 2011-11-18 | Rep | Advising on securities | 2012-09-25 | 2012-10-24 | Rep | Dealing in securities | 2012-09-25 | 2012-10-24 | RO | Advising on securities | 2013-04-03 | 2016-05-16 | RO | Dealing in securities | 2013-04-03 | 2016-05-16 |
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