Lau, Vickie Ming Ki 劉明琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 919 Investment Limited | RO | Advising on securities | 2024-11-12 | RO | Asset management | 2024-11-12 |
| 2 | Astrum Capital Management Limited (HK) | Rep | Asset management | 2013-12-09 | 2014-04-17 | Rep | Asset management | 2015-03-24 | 2017-04-11 | Rep | Dealing in securities | 2016-09-01 | 2024-10-31 | RO | Asset management | 2017-04-11 | 2024-10-31 |
| 3 | Blossomhill Investment Limited | Rep | Asset management | 2011-10-24 | 2013-11-30 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2014-05-07 | 2014-07-15 |
| 5 | FORMAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-07-29 | 2015-03-06 |
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