Bai, Xiaopu 白效溥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-07-19 | 2015-07-24 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-28 | 2015-07-24 |
| 3 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-12-05 | 2012-07-09 |
| 4 | HFZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2015-07-27 | 2020-05-31 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-11-23 | Rep | Dealing in securities | 2020-11-23 |
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