Lee, Peony Wing Yu 李穎妤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Pacific Financial Capital Limited | Rep | Advising on corporate finance | 2012-03-21 | 2016-02-15 | RO | Advising on corporate finance | 2016-02-15 | 2017-07-31 |
| 2 | Asia Pacific Securities Limited | Rep | Dealing in securities | 2011-12-05 | 2017-07-31 |
| 3 | China Sunrise Capital Limited | Rep | Advising on corporate finance | 2019-06-25 | 2019-09-03 | Rep | Dealing in securities | 2019-06-25 | 2019-09-03 | RO | Advising on corporate finance | 2019-09-03 | 2020-03-08 | RO | Dealing in securities | 2019-09-03 | 2020-03-08 |
| 4 | First Prosperous Capital Company Limited | Rep | Advising on corporate finance | 2017-08-15 | 2017-09-06 | Rep | Dealing in securities | 2017-08-15 | 2018-01-24 | RO | Advising on corporate finance | 2017-09-06 | 2019-03-20 | RO | Dealing in securities | 2018-01-24 | 2019-03-20 |
| 5 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-05-28 | 2020-07-02 | RO | Advising on corporate finance | 2020-07-02 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-28 | 2020-07-02 | RO | Dealing in securities | 2020-07-02 |
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