Cheung, Gary Wai Kwok 張為國

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited RO Asset management 2009-09-22 2011-06-09
RO Advising on securities 2010-04-19 2011-06-09
2 Blackwell Global Asset Management Limited RO Advising on futures contracts 2018-01-15 2018-04-17
RO Advising on securities 2018-01-15 2018-04-17
RO Asset management 2018-01-15 2018-04-17
3 Blackwell Global Futures Limited RO Dealing in futures contracts 2017-05-12 2018-04-17
4 Blackwell Global Securities Limited RO Dealing in securities 2017-05-12 2018-04-17
5 INVESTPORT (H.K.) LIMITED Rep Advising on futures contracts 2016-12-01 2017-01-23
Rep Advising on securities 2016-12-01 2017-01-23
Rep Asset management 2016-12-01 2017-01-23
Rep Dealing in securities 2016-12-01 2017-01-23
RO Advising on futures contracts 2017-01-23 2017-01-31
RO Advising on securities 2017-01-23 2017-01-31
RO Asset management 2017-01-23 2017-01-31
RO Dealing in securities 2017-01-23 2017-01-31
6 OnePlatform Asset Management Limited RO Advising on securities 2023-07-06
RO Dealing in securities 2023-07-06
RO Asset management 2023-08-14
7 OnePlatform Securities Limited Rep Advising on securities 2018-06-05 2018-08-03
Rep Dealing in securities 2018-06-05 2018-08-03
RO Advising on securities 2018-08-03 2024-12-02
RO Dealing in securities 2018-08-03 2024-12-02
8 SOUTH CHINA CAPITAL LIMITED RO Advising on corporate finance 2009-09-22 2011-06-09
9 SOUTH CHINA COMMODITIES LIMITED RO Dealing in futures contracts 2009-09-22 2011-06-09
10 South China Forex Limited RO Leveraged foreign exchange trading 2010-06-21 2011-06-09
11 SOUTH CHINA RESEARCH LIMITED RO Advising on securities 2009-09-22 2011-06-09
12 SOUTH CHINA SECURITIES LIMITED RO Dealing in securities 2009-09-22 2011-06-09
13 Tung Shing Futures (Brokers) Limited RO Dealing in futures contracts 2011-10-20 2016-07-01
14 Tung Shing Securities (Brokers) Limited RO Dealing in securities 2011-10-20 2016-07-01
RO Leveraged foreign exchange trading 2012-03-15 2016-07-01
15 YF ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2017-02-17 2017-02-23
Rep Advising on securities 2017-02-17 2017-02-23
Rep Asset management 2017-02-23 2017-03-02
RO Advising on futures contracts 2017-02-23 2017-04-10
RO Advising on securities 2017-02-23 2017-04-10
RO Asset management 2017-03-02 2017-04-10
16 YF FUTURES COMPANY LIMITED RO Dealing in futures contracts 2017-02-23 2017-04-10
17 YF SECURITIES COMPANY LIMITED Rep Dealing in securities 2017-02-17 2017-02-23
RO Dealing in securities 2017-02-23 2017-04-10

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