Lam, Dennis Haw Shun 林孝信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LUEN FAT SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2010-04-14 | 2013-10-02 | Rep | Dealing in securities | 2010-04-14 | 2013-10-02 |
2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-04-12 | Rep | Advising on securities | 2010-04-01 | Rep | Asset management | 2010-04-01 | Rep | Dealing in securities | 2010-04-01 | RO | Advising on corporate finance | 2005-04-12 | 2010-04-01 |
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