To, Po Yin 杜寶賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2012-01-19 | 2015-06-06 | Rep | Dealing in futures contracts | 2013-06-20 | 2015-06-06 |
2 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in futures contracts | 2020-10-05 | Rep | Dealing in securities | 2020-10-05 | 2024-03-18 | Rep | Advising on futures contracts | 2024-03-18 | Rep | Advising on securities | 2024-03-18 | RO | Dealing in securities | 2024-03-18 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-15 | 2020-07-03 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-15 | 2020-07-03 |
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