Li, Samson Kai Cheong 李繼昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | RO | Advising on securities | RO | Asset management | RO | Dealing in securities | RO | Advising on futures contracts | 2022-07-12 |
| 2 | EAST ASIA FUTURES LIMITED | RO | Dealing in futures contracts | RO | Advising on futures contracts | 2004-02-02 | RO | Asset management | 2004-02-02 |
| 3 | EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) | RO | Advising on corporate finance | 2003-07-31 | RO | Advising on securities | 2003-07-31 | RO | Asset management | 2003-07-31 | RO | Advising on corporate finance | 2003-09-11 | 2004-01-16 | RO | Advising on securities | 2003-09-11 | 2004-01-16 | RO | Asset management | 2003-09-11 | 2004-01-16 | RO | Dealing in securities | 2003-09-11 | 2004-01-16 |
| 4 | EAST ASIA SECURITIES COMPANY LIMITED | RO | Dealing in securities | RO | Automated trading services | 2003-08-26 | RO | Advising on corporate finance | 2005-02-24 | RO | Advising on securities | 2005-02-24 | RO | Asset management | 2005-02-24 |
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