Lee, Simon Kin Chung 李建中

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Arta Asset Management Limited RO Advising on securities 2010-07-12 2010-11-26
RO Asset management 2010-07-12 2010-11-26
2 GM FINANCIAL FORMULA LIMITED RO Advising on futures contracts 2004-09-09
RO Advising on securities 2004-09-09
RO Asset management 2004-09-09
3 Jin Yi Financial Group Limited Rep Advising on futures contracts 2022-10-19
Rep Dealing in futures contracts 2022-10-19
Rep Dealing in securities 2022-10-19
Rep Advising on securities 2022-10-19 2022-12-16
Rep Asset management 2022-10-19 2022-12-16
RO Advising on securities 2022-12-16
RO Asset management 2022-12-16
4 Maplefield Capital Limited RO Advising on securities 2018-02-27 2019-06-06
RO Asset management 2018-02-27 2019-06-06
5 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED RO Advising on futures contracts 2005-03-09 2008-10-01
RO Advising on securities 2005-03-09 2008-10-01
RO Asset management 2005-03-09 2008-10-01
6 SHENG YUAN ASSET MANAGEMENT LIMITED RO Advising on securities 2011-06-14 2014-10-01
RO Asset management 2011-06-14 2014-10-01
7 Solshire International Capital Management (HK) Limited RO Advising on securities 2019-12-17 2020-12-21
RO Asset management 2019-12-17 2020-12-21
8 Suparna Capital Management Limited Rep Advising on securities 2021-02-22 2021-03-23
Rep Asset management 2021-02-22 2021-03-23
RO Advising on securities 2021-03-23 2021-05-12
RO Asset management 2021-03-23 2021-05-12
9 WELLCHAMP CAPITAL LIMITED RO Advising on securities 2016-08-10 2016-11-21
RO Asset management 2016-08-10 2016-11-21

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