Colin-Jones, Alexander Mark
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2020-08-17 | 2020-10-27 | Rep | Dealing in securities | 2020-08-17 | 2020-10-27 | RO | Dealing in futures contracts | 2020-10-27 | 2022-12-31 | RO | Dealing in securities | 2020-10-27 | 2022-12-31 |
| 2 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | RO | Dealing in securities | 2007-02-14 | 2020-08-03 | RO | Dealing in futures contracts | 2008-04-25 | 2020-08-03 | RO | Advising on securities | 2010-12-29 | 2020-08-03 |
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