Ho, Wai Kin (SFC:AYZ335) 何偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2016-06-28 | RO | Advising on securities | 2024-11-04 | RO | Asset management | 2024-11-04 |
| 2 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-30 | 2016-06-28 | Rep | Dealing in securities | 2013-04-30 | 2016-06-28 | RO | Dealing in futures contracts | 2016-06-28 | RO | Dealing in securities | 2016-06-28 | RO | Advising on securities | 2017-12-18 |
| 3 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2012-03-05 | 2013-04-15 | Rep | Dealing in securities | 2012-03-05 | 2013-04-15 | Rep | Leveraged foreign exchange trading | 2012-05-14 | 2013-04-15 |
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