Cheng, Li (SFC:AZB216) 程莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2014-01-27 | 2015-05-21 | Rep | Asset management | 2014-01-27 | 2015-05-21 |
| 2 | BASIC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-07-14 | 2016-08-31 |
| 3 | Capital Instinct Limited | Rep | Asset management | 2016-04-15 | 2016-07-01 |
| 4 | CES Capital International (Hong Kong) Co., Limited | Rep | Advising on securities | 2012-03-14 | 2013-08-01 | Rep | Asset management | 2012-03-14 | 2013-08-01 | Rep | Dealing in securities | 2012-03-14 | 2013-08-01 |
| 5 | Gate3 Capital Limited | RO | Advising on securities | 2021-11-26 | 2022-04-22 | RO | Asset management | 2021-11-26 | 2022-04-22 |
| 6 | KVV Capital Limited | Rep | Advising on securities | 2022-07-19 | 2022-09-16 | Rep | Asset management | 2022-07-19 | 2022-09-16 | RO | Advising on securities | 2022-09-16 | RO | Asset management | 2022-09-16 |
| 7 | MSQ Asset Management (HK) Limited | Rep | Advising on securities | 2018-12-19 | 2020-05-22 | Rep | Asset management | 2018-12-19 | 2020-05-22 | RO | Advising on securities | 2020-05-22 | 2021-03-04 | RO | Asset management | 2020-05-22 | 2021-03-04 |
| 8 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2016-01-25 | 2016-03-31 |
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