Araki, Tomohiro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-05-14 | 2012-06-01 | Rep | Advising on securities | 2012-09-17 | 2012-09-21 | Rep | Advising on securities | 2012-11-28 | 2012-11-30 | Rep | Advising on securities | 2013-05-24 | 2013-05-31 | Rep | Advising on securities | 2013-10-21 | 2013-10-25 | Rep | Advising on securities | 2013-11-20 | 2021-06-21 |
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